Name of Individual or Identity of Group | | Number of Shares of Common Stock Beneficially Owned(1) | | Percent of Common Stock Beneficially Owned(1) | | Number of Shares of Preferred Stock Beneficially Owned(1) | | Percent of Preferred Stock Beneficially Owned(1) | | |||||||||||||||||||||||||||||||||||||||||
Number of Name of Individual or Identity of Group | | Number of Shares of Common Stock Beneficially Owned(1) | | Percent of Common Stock Beneficially Owned(1) | | Number of Shares of Preferred Stock Beneficially Owned(1) | | Percent of Preferred Stock Beneficially Owned(1) | | |||||||||||||||||||||||||||||||||||||||||
Directors and Executive Officers: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||||
Interested Directors | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||||
David N. Miller | | | | — | | | | | — | | | | | — | | | | | — | | | | | | — | | | | | — | | | | | — | | | | | — | | | ||||||||
Jeffrey S. Levin | | | | — | | | | | — | | | | | — | | | | | — | | | | | | — | | | | | — | | | | | — | | | | | — | | | ||||||||
Independent Directors | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||||
Joan Binstock | | | | — | | | | | — | | | | | — | | | | | — | | | | | | — | | | | | — | | | | | — | | | | | — | | | ||||||||
Bruce Frank | | | | — | | | | | — | | | | | — | | | | | — | | | |||||||||||||||||||||||||||||
Bruce D. Frank | | | | — | | | | | — | | | | | — | | | | | — | | | |||||||||||||||||||||||||||||
Kevin Shannon | | | | — | | | | | — | | | | | — | | | | | — | | | | | | — | | | | | — | | | | | — | | | | | — | | | ||||||||
Adam Metz | | | | — | | | | | — | | | | | — | | | | | — | | | | | | — | | | | | — | | | | | — | | | | | — | | | ||||||||
Executive Officers Who Are Not Directors | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||||
Orit Mizrachi | | | | — | | | | | — | | | | | — | | | | | — | | | | | | — | | | | | — | | | | | — | | | | | — | | | ||||||||
Venugopal Rathi | | | | — | | | | | — | | | | | — | | | | | — | | | |||||||||||||||||||||||||||||
Grove Stafford | | | | — | | | | | — | | | | | — | | | | | — | | | |||||||||||||||||||||||||||||
All Directors and Executive Officers as a Group (nine persons) | | | | — | | | | | — | | | | | — | | | | | — | | | |||||||||||||||||||||||||||||
Beneficial Ownership of 5% or More: | | | | | | | | | | | | | | | | | | | | | | |||||||||||||||||||||||||||||
Michael Occi | | | | | | | | | | | | | | | | | | | | | | |||||||||||||||||||||||||||||
David Pessah | | | | — | | | | | — | | | | | — | | | | | — | | | |||||||||||||||||||||||||||||
Gauranga Pal | | | | — | | | | | — | | | | | — | | | | | — | | | |||||||||||||||||||||||||||||
All Directors and Executive Officers as a Group (ten persons) Beneficial Ownership of 5% or More: | | | | | | | | | | | | | | | | | | | | | | |||||||||||||||||||||||||||||
Lockheed Martin Corporation Master Retirement Trust | | | | 966,415.141 | | | | | 19.4% | | | | | | | | | | | | | | | | 6,092,331 | | | | | 22.3% | | | | | — | | | | | — | | |
| | | Age | | Position(s) held with the Company | | Number of Portfolios in Fund Complex Overseen by Director(1) | | Expiration of Term | | Director Since | | Principal Occupation(s) During Past 5 Years | | Other Directorships of Public or Registered Investment Companies Held by Director or Nominee for Director During Past 5 Years | | | | Age | | Position(s) held with the Company | | Expiration of Term | | Director Since | | Principal Occupation(s) During Past 5 Years | | Number of Portfolios in Fund Complex Overseen by Director(1) | | Other Directorships of Public or Registered Investment Companies Held by Director or Nominee for Director During Past Five Years | | ||||||||||||||
| Nominees for Class II Directors | | | | | | | | | | | | | | | | Nominees for Class II Directors | | | | | | | | | | | | | | | | ||||||||||||||
| Interested Director | | | | | | | | | | | | | | | | Interested Director | | | | | | | | | | | | | | | | ||||||||||||||
| Jeffrey S. Levin(2)(4) | | 40 | | Chief Executive Officer and President, Director | | 2 | | 2021 | | 2020 | | Chief Executive Officer and President of the Company since September 2020;Chief Executive Officer and President of Morgan Stanley Direct Lending Fund since October 2019; Head of Direct Lending in Private Credit & Equity at Morgan Stanley since February 2019; Partner at The Carlyle Group and President of TCG BDC, Inc. and TCG BDC II, Inc. from May 2016 to February 2019; Head of Origination for The Carlyle Group’s Direct Lending platform from 2012 to May 2016 | | None | | Jeffrey S. Levin(2)(4) | | 43 | | Chief Executive Officer and President, Director | | 2024 | | 2020 | | Chief Executive Officer and President of the Company since October 2019; Chief Executive Officer and President of the other MS BDCs since their formation; Managing Director, Co-Head of Morgan Stanley’s North America Private Credit Team; Head of Direct Lending | | 6 | | None | | ||||||||||||||
| Independent Director | | | | | | | | | | | | | | | | Independent Director | | | | | | | | | | | | | | | | ||||||||||||||
| Joan Binstock | | 67 | | Director | | 2 | | 2021 | | 2020 | | Senior Advisor at Lovell Minnick Partners, LLC since June 2018; Partner at Lord, Abbett & Co. LLC from 2000 to April 2017, including positions as Chief Operating Officer and Chief Financial Officer | | SimCorp A/S since March 2018; Brown Brother Harriman US Mutual Funds since September 2019; KKR Real Estate Select Trust, Inc. since August 2020 | | Joan Binstock | | 70 | | Director | | 2024 | | 2020 | | Senior Advisor at Lovell Minnick Partners, LLC since July 2018 | | 6 | | Confluence Technologies, Inc. since April 2023; The 2023 ETF Series Trusts since 2023; Brown Brothers Harriman US Mutual Funds since September 2019; KKR Real Estate Select Trust, Inc. since August 2020 | | ||||||||||||||
| Class III Directors | | | | | | | | | | | | | | | | Incumbent Class I Directors | | | | | | | | | | | | | | | | ||||||||||||||
| Independent Directors | | | | | | | | | | | | | | | | Interested Director | | | | | | | | | | | | | | | | ||||||||||||||
| Bruce Frank | | 67 | | Director | | 2 | | 2022 | | 2020 | | Retired | | VEREIT, Inc. from July 2014 to March 2017; ACRE Realty Investors Inc. from November 2014 to December 2018 | | David Miller(3)(4) | | 48 | | Chair of the Board of Directors | | 2026 | | 2020 | | Global Head of Private Credit & Equity at Morgan Stanley and a member of the Morgan Stanley Investment Management (“MSIM” or “IM”) operating committee since 2016 | | 6 | | None | | ||||||||||||||
| Adam Metz | | 59 | | Director | | 2 | | 2022 | | 2020 | | Head of International Real Estate of The Carlyle Group from October 2013 to April 2018 | | Forest City Enterprises from April 2018 to December 2018; Parkway Properties from June 2012 to October 2016 | | Independent Director | | | | | | | | | | | | | | | | ||||||||||||||
| Kevin Shannon | | 69 | | Director | | 2026 | | 2020 | | Chief Financial Officer of the Harvard Management Company, Inc. from September 2009 to April 2020 | | 6 | | None | |
| | | Age | | Position(s) held with the Company | | Number of Portfolios in Fund Complex Overseen by Director(1) | | Expiration of Term | | Director Since | | Principal Occupation(s) During Past 5 Years | | Other Directorships of Public or Registered Investment Companies Held by Director or Nominee for Director During Past 5 Years | | | | Age | | Position(s) held with the Company | | Expiration of Term | | Director Since | | Principal Occupation(s) During Past 5 Years | | Number of Portfolios in Fund Complex Overseen by Director(1) | | Other Directorships of Public or Registered Investment Companies Held by Director or Nominee for Director During Past Five Years | | ||||||||||||||
| Class I Directors | | | | | | | | | | | | | | | | Incumbent Class III Directors | | | | | | | | | | | | | | | | ||||||||||||||
| Interested Director | | | | | | | | | | | | | | | | Independent Directors | | | | | | | | | | | | | | | | ||||||||||||||
| David N. Miller(3)(4) | | 45 | | Chair of the Board | | 2 | | 2023 | | 2020 | | Head of Global Private Credit & Equity at Morgan Stanley and a member of the management committee at Morgan Stanley Investment Management (“MSIM”) since 2016; President and Chief Executive Officer of Silver Bay Realty Trust Corp., a publicly traded real estate investment trust from 2012 to January 2016 | | None | | Bruce D. Frank | | 70 | | Director | | 2025 | | 2020 | | Retired | | 6 | | Landsea Homes Corp. since 2015 | | ||||||||||||||
| Independent Director | | | | | | | | | | | | | | | | Adam Metz | | 62 | | Director | | 2025 | | 2020 | | Retired | | 6 | | Seritage Growth Properties (NYSE: SRG) since March 2022; Hammerson PLC from July 2019 – present | | ||||||||||||||
| Kevin Shannon | | 66 | | Director | | 2 | | 2020 | | 2020 | | Chief Financial Officer of the Harvard Management Company, Inc. from September 2009 to April 2020, a member of its Operating Committee from September 2009 to December 2018 and chair of its Valuation Committee from June 2015 to December 2017 | | None | |
| | | Dollar Range of Equity Securities Beneficially Owned Company(1)(2) | | | Aggregate Dollar Range of Equity Beneficially Owned in the Fund Complex(1)(2) | | ||||||
Interested Directors | | | | | | | | | | | | | |
David N. Miller | | | | | None | | | | | Over $ | 100,000 | | |
Jeffrey S. Levin | | | | | None | | | | Over$ | 100,000 | | | |
Independent Directors | | | | | | | | | | | | | |
Joan Binstock | | | | | None | | | | Over$ | 100,000 | | | |
Bruce D. Frank | | | | | None | | | | Over$ | 100,000 | | | |
Kevin Shannon | | | | | None | | | | Over$ | 100,000 | | | |
Adam Metz | | | | | None | | | | Over$ | 100,000 | | |
| | | Age | | Position | | Number of Portfolios in Fund Complex Overseen by Officer(1) | | Officer Since | | | | Age | | Position | | Number of Portfolios in Fund Complex Overseen by Officer(1) | | Officer Since | | ||||||||
| Orit Mizrachi | | 49 | | Chief Operating Officer and Secretary | | 2 | | 2020 | | Orit Mizrachi | | 52 | | Chief Operating Officer | | 6 | | 2020 | | ||||||||
| Venugopal Rathi | | 41 | | Chief Financial Officer | | 2 | | 2020 | | Michael Occi | | 40 | | Chief Administrative Officer | | 6 | | 2023 | | ||||||||
| Grove Stafford | | 44 | | Chief Compliance Officer | | 2 | | 2020 | | David Pessah | | 38 | | Chief Financial Officer | | 6 | | 2023 | | ||||||||
| Gauranga Pal | | 46 | | Chief Compliance Officer | | 6 | | 2023 | |
| | Total Compensation from the Company | | Total Compensation from the Fund Complex(1) | | | Total Compensation from the Company | | Total Compensation from the Fund Complex(1) | | ||||||||||||||||
Joan Binstock | | | $ | 13,525 | | | | $ | 98,409 | | | | | $ | 50,000 | | | | $ | 276,164 | | | ||||
Bruce Frank | | | $ | 14,877 | | | | $ | 107,230 | | | |||||||||||||||
Bruce D. Frank | | | $ | 55,000 | | | | $ | 302,733 | | | |||||||||||||||
Kevin Shannon | | | $ | 13,525 | | | | $ | 98,409 | | | | | $ | 50,0000 | | | | $ | 276,167 | | | ||||
Adam Metz | | | $ | 13,525 | | | | $ | 100,403 | | | | | $ | 50,000 | | | | $ | 276,164 | | |
Fiscal Year/Period | | Audit Fees | | Audit-Related Fees(1) | | Tax Fees(2) | | All Other Fees(3) | | | Audit Fees | | Audit-Related Fees(1) | | Tax Fees(2) | | All Other Fees(3) | | ||||||||||||||||||||||||||||||||
2020 | | | $ | 60,000 | | | | $ | — | | | | $ | — | | | | $ | — | | | |||||||||||||||||||||||||||||
2023 | | | $ | 200,000 | | | | $ | — | | | | $ | — | | | | $ | — | | | |||||||||||||||||||||||||||||
2022 | | | $ | 185,000 | | | | $ | — | | | | $ | — | | | | $ | — | | |